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Company: Canadian Securities Administrators

1118 results found
Canadian money

Regulators are relaxing the limits on the listed issuer exemption

global ESG

Regulators cite changing U.S. policy environment in halting work on disclosure rules

Pile of cryptocurrency coins

Regulators codify their approach to crypto funds in rules

Canadian flag

Regulators aim to make it easier, cheaper to go public, raise capital

rock climbing risk

Many firms use discretion to set ratings, some lack policies, CSA finds

Picking a dollar

Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers

Illustration of a businessperson using a magnifying glass to examine files

Betting events amounted to binary options, regulator alleges

Board room discussion

All provinces expected to join effort to curb duplication, burden

Rules and regulations

SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project

Regulator abandons legal defence of climate rules that began under previous administration

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