regulation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 23 May 2025 16:42:14 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png regulation – Investment Executive https://www.investmentexecutive.com 32 32 Groups call for better co-ordination of securities rules across provinces https://www.investmentexecutive.com/news/industry-news/groups-call-for-better-co-ordination-of-securities-rules-across-provinces/ Fri, 23 May 2025 16:42:14 +0000 https://www.investmentexecutive.com/?p=510495 PMAC, CFA Societies Canada say it's time to push forward on harmonization

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]]> Companies paying more attention to AI https://www.investmentexecutive.com/news/from-the-regulators/companies-paying-more-attention-to-ai/ Tue, 06 May 2025 20:13:42 +0000 https://www.investmentexecutive.com/?p=509110 OSC research finds AI discussions in MD&A growing, more balanced

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]]> Here’s what you need to know about CIRO’s new proficiency model https://www.investmentexecutive.com/news/from-the-regulators/heres-what-you-need-to-know-about-ciros-new-proficiency-model/ Fri, 02 May 2025 14:46:21 +0000 https://www.investmentexecutive.com/?p=508770 Switch to an exam-based model is to take effect Jan. 1, 2026

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]]> FCA to launch AI testing service https://www.investmentexecutive.com/news/from-the-regulators/fca-to-launch-ai-testing-service/ Wed, 30 Apr 2025 13:17:30 +0000 https://www.investmentexecutive.com/?p=508371 U.K. regulator aims to support responsible AI adoption in financial markets

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]]> European banks face pricer asset managers https://www.investmentexecutive.com/news/research-and-markets/european-banks-face-pricer-asset-managers/ Tue, 29 Apr 2025 13:28:03 +0000 https://www.investmentexecutive.com/?p=508279 Regulatory capital treatment may impact the cost of banks buying asset managers

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]]> FSB calls for vigilance amid rising risks https://www.investmentexecutive.com/news/from-the-regulators/fsb-calls-for-vigilance-amid-rising-risks/ Wed, 23 Apr 2025 17:36:01 +0000 https://www.investmentexecutive.com/?p=507897 Trade turmoil, policy uncertainty intensifying stability risks

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]]> Boring money market funds face innovation: Moody’s https://www.investmentexecutive.com/news/research-and-markets/boring-money-market-funds-face-innovation-moodys/ Tue, 15 Apr 2025 20:49:49 +0000 https://www.investmentexecutive.com/?p=507421 Money market ETFs, tokenization threatening to shake up sector

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]]> FCA makes overtures to U.S., Asia Pacific region https://www.investmentexecutive.com/news/from-the-regulators/fca-makes-overtures-to-u-s-asia-pacific-region/ Tue, 15 Apr 2025 18:26:29 +0000 https://www.investmentexecutive.com/?p=507342 Regulator opens first foreign outposts to help firms navigate U.K. regime

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]]> IOSCO highlights gaps in principles adoption https://www.investmentexecutive.com/news/from-the-regulators/iosco-highlights-gaps-in-principles-adoption/ Wed, 02 Apr 2025 19:21:51 +0000 https://www.investmentexecutive.com/?p=506123 Review covers implementation of systemic risk, regulatory perimeter processes

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]]> As SEC shifts, NASAA touts state regulation https://www.investmentexecutive.com/news/from-the-regulators/as-sec-shifts-nasaa-touts-state-regulation/ Tue, 25 Mar 2025 19:44:52 +0000 https://www.investmentexecutive.com/?p=505410 Local boots on the ground needed to defend investors, state regs tell Congress

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